Article Data

  • Views 211
  • Dowloads 124

Original Research

Open Access

Pediatric craniofacial risk factors for sleep-disordered breathing in dental and orthodontic practice settings: an observational pilot study

  • Seyni Gueye-Ndiaye1,2,*,
  • Gillian K. Heckler1
  • Aleah St. Martin1
  • Bo Zhang1,2,3
  • Steven R. Olmos4
  • Edmund Liem5
  • German Ramirez-Yanez6
  • Rakesh Bhattacharjee7
  • Judith A Owens1,2

1Boston Children’s Hospital, Boston, MA 02115, USA

2Harvard Medical School, Boston, MA 02115, USA

3Biostatistics and Research Design Center, Institutional Centers for Clinical and Translational Research, Boston, MA 02115, USA

4TMJ & Sleep Therapy Centre of San Diego, La Mesa, CA 91942, USA

5TMJ & Sleep Therapy Centre of Vancouver, Vancouver, BC V5N 2R8, Canada

6Aurora Kids Dentistry, Aurora, ON L4G 1M2, Canada

7Rady Children’s Hospital, University of California, San Diego, CA 92123, USA

DOI: 10.22514/jocpd.2026.070 Vol.50,Issue 3,May 2026 pp.147-158

Submitted: 13 November 2025 Accepted: 06 February 2026

Published: 03 May 2026

*Corresponding Author(s): Seyni Gueye-Ndiaye E-mail: Seyni.Gueye- Ndiaye@childrens.harvard.edu

Abstract

Background: Pediatric sleep-disordered breathing (SDB) is highly prevalent and associated with craniofacial risk factors, including malformations of the maxilla, mandible, and other features not routinely assessed clinically. This study evaluated craniofacial risk factors associated with SDB symptoms in children presenting for routine dental care. Methods: Children aged 5–12 years were recruited from pediatric dental practices in nine U.S. cities. The primary outcome was SDB as defined by the Pediatric Sleep Questionnaire—Sleep-Related Breathing Disorder (PSQ-SRBD) questionnaire. Regression analyses modeled the association between PSQ-SRBD, the 21 individual craniofacial features, as well as the total number of craniofacial risk factors. A subset of participants underwent a blinded duplicate craniofacial assessment to evaluate inter-rater reliability. Results: The sample included 141 children (75% Non-Hispanic-White, 12%Hispanic, 9% Non-Hispanic-Black, 4% other; 50% female), with a mean age (standard deviation) of 8.6 (2.3) years, presenting for routine dental care. PSQ-SRBD scores were ≥0.33, signifying increased SDB risk in 28 (20%) children. Increased risk for SDB was associated with the total number of craniofacial risk factors, odds ratio (OR) of 1.16 (95% confidence interval (CI): 1.01–1.35, p = 0.035); as well as with specific individual features including a narrow palate: 3.47 (1.34–9.07, p = 0.010), open bite: 5.61 (1.36–23.63, p = 0.016), tongue thrust: 11.33 (1.98–75.19, p = 0.007), and a heart-shaped tongue: 7.41 (1.48–39.38, p = 0.014) after adjustment for age, sex, race, and ethnicity. There was moderate inter-rater reliability (kappa statistic: 0.76, 95% CI: 0.63–0.89) in the subset of 54 subjects with duplicate craniofacial assessments. Conclusions: Multiple craniofacial features assessed during routine dental visits were associated with an increased risk for pediatric SDB. This study supports the utility and feasibility of systematic craniofacial screening by dental providers to identify children at risk for SDB and facilitate timely referral and intervention.


Keywords

Craniofacial; Dentist; Obstructive sleep apnea; OSA; Pediatric


Cite and Share

Seyni Gueye-Ndiaye,Gillian K. Heckler,Aleah St. Martin,Bo Zhang,Steven R. Olmos,Edmund Liem,German Ramirez-Yanez,Rakesh Bhattacharjee,Judith A Owens. Pediatric craniofacial risk factors for sleep-disordered breathing in dental and orthodontic practice settings: an observational pilot study. Journal of Clinical Pediatric Dentistry. 2026. 50(3);147-158.

References

[1] Marcus CL, Brooks LJ, Draper KA, Gozal D, Halbower AC, Jones J, et al.; American Academy of Pediatrics. Diagnosis and management of childhood obstructive sleep apnea syndrome. Pediatrics. 2012; 130: e714–e755.

[2] Gunnlaugsson S, Abul MH, Wright L, Petty CR, Permaul P, Gold DR, et al. Associations of snoring and asthma morbidity in the school inner-city asthma study. The Journal of Allergy and Clinical Immunology: In Practice. 2021; 9: 3679–3685.e1.

[3] Yu PK, Radcliffe J, Gerry Taylor H, Amin RS, Baldassari CM, Boswick T, et al. Neurobehavioral morbidity of pediatric mild sleep-disordered breathing and obstructive sleep apnea. Sleep. 2022; 45: zsac035.

[4] Bhattacharjee R, Kheirandish-Gozal L, Pillar G, Gozal D. Cardiovascular complications of obstructive sleep apnea syndrome: evidence from children. Progress in Cardiovascular Diseases. 2009; 51: 416–433.

[5] Tsukada E, Kitamura S, Enomoto M, Moriwaki A, Kamio Y, Asada T, et al. Prevalence of childhood obstructive sleep apnea syndrome and its role in daytime sleepiness. PLOS ONE. 2018; 13: e0204409.

[6] Bixler EO, Vgontzas AN, Lin HM, Liao D, Calhoun S, Vela-Bueno A, et al. Sleep disordered breathing in children in a general population sample: prevalence and risk factors. Sleep. 2009; 32: 731–736.

[7] Rosen CL, Larkin EK, Kirchner HL, Emancipator JL, Bivins SF, Surovec SA, et al. Prevalence and risk factors for sleep-disordered breathing in 8- to 11-year-old children: association with race and prematurity. The Journal of Pediatrics. 2003; 142: 383–389.

[8] Lumeng JC, Chervin RD. Epidemiology of pediatric obstructive sleep apnea. Proceedings of the American Thoracic Society. 2008; 5: 242–252.

[9] Gueye-Ndiaye S, Williamson AA, Redline S. Disparities in sleep-disordered breathing: upstream risk factors, mechanisms, and implications. Clinics in Chest Medicine. 2023; 44: 585–603.

[10] Gueye-Ndiaye S, Gunnlaugsson S, Li L, Gaffin JM, Zhang Y, Sofer T, et al. Asthma and sleep-disordered breathing overlap in school-aged children. Annals of the American Thoracic Society. 2024; 21: 986–989.

[11] Gueye-Ndiaye S, Tully M, Amin R, Baldassari CM, Chervin RD, Cole M, et al. Neighborhood disadvantage, quality of life, and symptom burden in children with mild sleep-disordered breathing. Annals of the American Thoracic Society. 2024; 21: 604–611.

[12] Gueye-Ndiaye S, Hauptman M, Yu X, Li L, Rueschman M, Castro-Diehl C, et al. Multilevel risk factors for sleep-disordered breathing-related symptom burden in an urban pediatric community-based sample. CHEST Pulmonary. 2023; 1: 100019.

[13] Stepanski E, Zayyad A, Nigro C, Lopata M, Basner R. Sleep-disordered breathing in a predominantly African-American pediatric population. Journal of Sleep Research. 1999; 8: 65–70.

[14] Weinstock TG, Rosen CL, Marcus CL, Garetz S, Mitchell RB, Amin R, et al. Predictors of obstructive sleep apnea severity in adenotonsillectomy candidates. Sleep. 2014; 37: 261–269.

[15] Marcus CL, Moore RH, Rosen CL, Giordani B, Garetz SL, Taylor HG, et al.; Childhood Adenotonsillectomy Trial (CHAT). A randomized trial of adenotonsillectomy for childhood sleep apnea. The New England Journal of Medicine. 2013; 368: 2366–2376.

[16] Thongyam A, Marcus CL, Lockman JL, Cornaglia MA, Caroff A, Gallagher PR, et al. Predictors of perioperative complications in higher risk children after adenotonsillectomy for obstructive sleep apnea: a prospective study. Otolaryngology–Head and Neck Surgery. 2014; 151: 1046–1054.

[17] Barsh LI. Responsibilities of the dental profession in recognizing and treating sleep breathing disorders. Compendium of Continuing Education in Dentistry. 1996; 17: 490–494, 496 passim; quiz 502.

[18] Friedman M, Wilson M, Lin HC, Chang HW. Updated systematic review of tonsillectomy and adenoidectomy for treatment of pediatric obstructive sleep apnea/hypopnea syndrome. Otolaryngology–Head and Neck Surgery. 2009; 140: 800–808.

[19] Bhattacharjee R, Kheirandish-Gozal L, Spruyt K, Mitchell RB, Promchiarak J, Simakajornboon N, et al. Adenotonsillectomy outcomes in treatment of obstructive sleep apnea in children: a multicenter retrospective study. American Journal of Respiratory and Critical Care Medicine. 2010; 182: 676–683.

[20] Ehsan Z, Ishman SL, Soghier I, Almeida FR, Boudewyns A, Camacho M, et al. Management of persistent, post-adenotonsillectomy obstructive sleep apnea in children: an official American Thoracic Society clinical practice guideline. American Journal of Respiratory and Critical Care Medicine. 2024; 209: 248–261.

[21] Chervin RD, Ellenberg SS, Hou X, Marcus CL, Garetz SL, Katz ES, et al. Prognosis for spontaneous resolution of OSA in children. Chest. 2015; 148: 1204–1213.

[22] Forrest CB, Meltzer LJ, Marcus CL, de la Motte A, Kratchman A, Buysse DJ, et al. Development and validation of the PROMIS pediatric sleep disturbance and sleep-related impairment item banks. Sleep. 2018; 41: zsy054.

[23] Motro M, Schauseil M, Ludwig B, Zorkun B, Mainusch S, Ateş M, et al. Rapid-maxillary-expansion induced rhinological effects: a retrospective multicenter study. European Archives of Oto-Rhino-Laryngology. 2016; 273: 679–687.

[24] Yoon A, Gozal D, Kushida C, Pelayo R, Liu S, Faldu J, et al. A roadmap of craniofacial growth modification for children with sleep-disordered breathing: a multidisciplinary proposal. Sleep. 2023; 46: zsad095.

[25] Yoon A, Abdelwahab M, Bockow R, Vakili A, Lovell K, Chang I, et al. Impact of rapid palatal expansion on the size of adenoids and tonsils in children. Sleep Medicine. 2022; 92: 96–102.

[26] Oh JS, Zaghi S, Peterson C, Law CS, Silva D, Yoon AJ. Determinants of sleep-disordered breathing during the mixed dentition: development of a functional airway evaluation screening tool (FAIREST-6). Pediatric Dentistry. 2021; 43: 262–272.

[27] Moraleda-Cibrián M, Edwards SP, Kasten SJ, Buchman SR, Berger M, O’Brien LM. Obstructive sleep apnea pretreatment and posttreatment in symptomatic children with congenital craniofacial malformations. Journal of Clinical Sleep Medicine. 2015; 11: 37–43.

[28] Le TB, Moghaddam MG, Woodson BT, Garcia GJM. Airflow limitation in a collapsible model of the human pharynx: physical mechanisms studied with fluid-structure interaction simulations and experiments. Physiological Reports. 2019; 7: e14099.

[29] Yuen HM, Au CT, Chu WCW, Li AM, Chan KCC. Reduced tongue mobility: an unrecognized risk factor of childhood obstructive sleep apnea. Sleep. 2022; 45: zsab217.

[30] Brożek-Mądry E, Burska Z, Steć Z, Burghard M, Krzeski A. Short lingual frenulum and head-forward posture in children with the risk of obstructive sleep apnea. International Journal of Pediatric Otorhinolaryngology. 2021; 144: 110699.

[31] Te TT, Phan TT. Racial and ethnic disparities in pediatric obstructive sleep apnea: insights from a large study on adolescents in southern California. Journal of Clinical Sleep Medicine. 2024; 20: 1567–1568.

[32] Yoon A, Abdelwahab M, Liu S, Oh J, Suh H, Trieu M, et al. Impact of rapid palatal expansion on the internal nasal valve and obstructive nasal symptoms in children. Sleep and Breathing. 2021; 25: 1019–1027.

[33] Fernandes Fagundes NC, Loliencar P, MacLean JE, Flores-Mir C, Heo G. Characterization of craniofacial-based clinical phenotypes in children with suspected obstructive sleep apnea. Journal of Clinical Sleep Medicine. 2023; 19: 1857–1865.

[34] Borsini E, Nogueira F, Nigro C. Apnea-hypopnea index in sleep studies and the risk of over-simplification. Sleep Science. 2018; 11: 45–48.

[35] Heneghan JA, Goodman DM, Ramgopal S. Hospitalizations at United States children’s hospitals and severity of illness by neighborhood child opportunity index. The Journal of Pediatrics. 2023; 254: 83–90.e8.

[36] Shanahan KH, Subramanian SV, Burdick KJ, Monuteaux MC, Lee LK, Fleegler EW. Association of neighborhood conditions and resources for children with life expectancy at birth in the US. JAMA Network Open. 2022; 5: e2235912.

[37] Kaiser SV, Hall M, Bettenhausen JL, Sills MR, Hoffmann JA, Noelke C, et al. Neighborhood child opportunity and emergency department utilization. Pediatrics. 2022; 150: e2021056098.

[38] Owens JA, Mehlenbeck R, Lee J, King MM. Effect of weight, sleep duration, and comorbid sleep disorders on behavioral outcomes in children with sleep-disordered breathing. Archives of Pediatrics & Adolescent Medicine. 2008; 162: 313–321.

[39] Shah SS, Nankar MY, Bendgude VD, Shetty BR. Orofacial myofunctional therapy in tongue thrust habit: a narrative review. International Journal of Clinical Pediatric Dentistry. 2021; 14: 298–303.

[40] Gómez-González C, González-Mosquera A, Alkhraisat MH, Anitua E. Mouth breathing and its impact on atypical swallowing: a systematic review and meta-analysis. Dentistry Journal. 2024; 12: 21.

[41] González Garrido MDP, Garcia-Munoz C, Rodríguez-Huguet M, Martin-Vega FJ, Gonzalez-Medina G, Vinolo-Gil MJ. Effectiveness of myofunctional therapy in ankyloglossia: a systematic review. International Journal of Environmental Research and Public Health. 2022; 19: 12347.

[42] Saba ES, Kim H, Huynh P, Jiang N. Orofacial myofunctional therapy for obstructive sleep apnea: a systematic review and meta-analysis. Laryngoscope. 2024; 134: 480–495.

[43] Habumugisha J, Nakamura M, Kono K, Uchida K, Konko M, Izawa T, et al. Novel prediction models for pharyngeal-airway volume based on the cranial-base and midsagittal cross-sectional area of the airway in the pharyngeal region: a cephalometric and magnetic resonance imaging study. Orthodontics & Craniofacial Research. 2024; 27: 394–402.


Submission Turnaround Time

Top